Securities Attorney Engagement Package
CONFIDENTIALITY NOTICE This package contains information prepared in anticipation of an attorney-client relationship. Once shared with a licensed attorney in connection with a request for legal advice, the contents of this package are covered by attorney-client privilege. Treat as confidential prior to engagement. Do not forward to third parties without operator review.
NOT LEGAL ADVICE. This package is research and preparation material only. Nothing here constitutes legal advice, a legal opinion, or a substitute for advice from a licensed securities attorney.
Package purpose
This package supports outreach to securities attorneys in connection with v1 launch of Raxx (MooseQuest LLC dba Raxx), targeted for 2026-05-23 UTC. The operator (Kristerpher, MooseQuest LLC, Pennsylvania) needs a licensed securities attorney to review specific product copy and AI-execution architecture posture before the platform goes live to retail users.
The package is ready to send to multiple attorneys in parallel. Outreach should go out 2026-05-13 UTC to preserve any chance of a preliminary written summary before the 2026-05-20 UTC internal milestone.
Package contents
| File | Send at | Purpose |
|---|---|---|
01-cover-letter-template.md |
Initial outreach | Personalized email template per attorney |
02-scope-of-work.md |
With initial email | Defines the 5 items needing review + timeline |
03-raxx-one-pager.md |
With initial email | Company + product context for intake |
04-product-principles.md |
At engagement | Product decisions attorney needs to verify, not re-litigate |
05-pre-meeting-questions.md |
At engagement | Question checklist attorney can respond to inline |
06-mbt-copy-sample.md |
At engagement | Specific copy strings for attorney review |
ATTORNEY-SHORTLIST.md |
Internal only | Research shortlist with contact details |
DECISION-MATRIX.md |
Internal only | Scoring matrix + Top 3 recommendations |
INDEX.md |
N/A | This file — package overview and mailing instructions |
Mailing instructions
Initial outreach email (send to multiple attorneys in parallel)
Attach or paste inline:
- 01-cover-letter-template.md (personalized per attorney — change [ATTORNEY NAME],
[FIRM NAME], and any firm-specific notes)
- 02-scope-of-work.md
- 03-raxx-one-pager.md
Do NOT send in initial outreach:
- 04-product-principles.md — send after attorney confirms availability and
no conflicts
- 05-pre-meeting-questions.md — send as pre-meeting prep once engagement is
confirmed
- 06-mbt-copy-sample.md — send with the question list once engagement is confirmed
Top 3 outreach contacts (per DECISION-MATRIX.md)
-
Joseph C. Antonakakis — Stark & Stark PC
jantonakakis@stark-stark.com/ 609.945.7681 -
Lex Nova Law — Philadelphia PA Intake via
https://www.lexnovalaw.com/— mention § 202(a)(11) analysis at intake -
J. Steven Parker — Parker MacIntyre
jsparker@parkmac.com/ (404) 490-4060
Timeline expectations
| Date (UTC) | Milestone |
|---|---|
| 2026-05-13 | Outreach sent to all 3 top candidates simultaneously |
| 2026-05-14 | Follow up by phone if no email reply by EOD |
| 2026-05-16 (5 biz days) | Target: attorney confirms availability + conflict check + quote |
| 2026-05-18 | Target: scope confirmation + flat-fee or hourly quote accepted |
| 2026-05-20 | Target: preliminary verbal + written summary on Items 1 + 3 |
| 2026-05-23 UTC | v1 launch — MBT narrative must be cleared before this date |
| Post-launch | Items 2, 4, 5 addressed in 30-day post-launch window |
If no attorney responds by 2026-05-15 UTC, escalate to the backup list (Shulman Rogers, Rich May, Shustak Reynolds) and consider direct phone intake calls.
Attorney type boundaries (what this engagement covers vs. not)
| Topic | Attorney type | In this package? |
|---|---|---|
| Investment Advisers Act § 202(a)(11) analysis | Securities attorney | Yes |
| RIA carve-out / non-registration posture | Securities attorney | Yes |
| MBT product copy review (IA Act) | Securities attorney | Yes |
| Founders Promo copy (anti-touting, blue-sky) | Securities attorney | Yes |
| Scenario A/B/C/D AI execution posture | Securities attorney | Yes |
| SnapTrade / position-import custody posture | Securities attorney | Yes |
| GDPR / CCPA / GLBA privacy analysis | Privacy attorney (separate) | No — out of scope |
| Trademark / IP assignment (MOOSEQUEST, RAXX) | IP attorney (Schwartz IP / Crosby) | No — already engaged |
| Entity formation (MooseQuest LLC) | Formation attorney or CPA | No — in progress |
| Broker-dealer registration | Securities attorney (if needed) | No — not pursuing |
| Securities litigation defense | Securities litigator | No — not applicable |
Privacy attorney engagement is a separate track. See
docs/business/questions-for-attorney.md for the full privacy question list.